No. SC-CV-61-98
SUPREME COURT OF THE NAVAJO NATION
________________________________________
Russell Means, Petitioner,
v.
The District Court of the Chinle Judicial District, Respondent
SYLLABUS BY THE COURT
Original petition for a writ of prohibition. HELD: The Chinle District Court has
criminal jurisdiction over Russell Means, the petitioner, a member of the Oglala Sioux
Nation, for criminal offenses allegedly committed within the Navajo Nation.
Russell Means allegedly threatened and battered Leon Grant, Means' father in-law and a
member of the Omaha Tribe, and allegedly battered Jeremiah Bitsui, a Navajo. The
petitioner was charged on December 28, 1997. He moved to dismiss the criminal charges on
the ground that the Navajo Nation has no jurisdiction over nonmember Indians. Judge Ray
Gilmore denied the petitioner's motion to dismiss the three criminal charges on July 20,
1998. The petitioner brought a petition for a writ to prohibit the Chinle District Court
from proceeding.
HELD:
1. The Navajo Nation has criminal jurisdiction over all Indians who enter the Navajo
Nation under Article II of the United States-Navajo Nation Treaty of 1868 under the
"set apart for the use and occupation" language of that article. In addition,
the Navajo Nation has criminal jurisdiction over nonmember Indians under the "bad
men" clause of Article I of the Treaty.
2. Individuals who "assume tribal relations" with Navajos by intermarriage,
residence, and other activities, are subject to the criminal jurisdiction of the Navajo
Nation. That includes any individual, regardless of racial or ethnic membership, who
assumes the status of hadane or in-law.
3. The assertion of criminal jurisdiction over nonmember Indians violates neither the
"Indian preference legislation" nor "racial classification" doctrines
of equal protection of the law.
The petition was dismissed and the case was remanded to the Chinle District Court for
prompt trial.
Opinion delivered by the Honorable Robert Yazzie, Chief Justice of the Navajo Nation,
with Associate Justice Raymond D. Austin and Associate Justice (by designation) Irene
Toledo.
Decided May 11, 1999
[1]No. SC-CV-61-98
SUPREME COURT OF THE NAVAJO NATION
_________________________________________
Russell Means, Petitioner,
v.
The District Court of the Chinle Judicial District, Respondent.(1)
OPINION
Before YAZZIE, Chief Justice, AUSTIN, Associate Justice, and TOLEDO, Associate Justice
(sitting by designation).
Original petition for a writ of prohibition against the District Court of the Judicial
District of the Judicial District of Chinle, Navajo Nation (Arizona) in Causes Nos.
CH-CR-2205, 2206 and 2207-97.
John Trebon, Flagstaff, Arizona, for the Petitioner; and Donovan D. Brown, Chief
Prosecutor of the Navajo Nation, Navajo Nation Department of Justice, Window Rock, Navajo
Nation (Arizona), for the Respondent.
Opinion delivered by YAZZIE, Chief Justice.
This is an original action for a writ of prohibition under 7 N.N.C. Sec. 303 (1995) to
prevent or remedy an act of the Chinle District Court which is allegedly beyond that
court's jurisdiction, namely denying Russell Means' ("petitioner") motion to
dismiss criminal charges against him. Judge Ray Gilmore denied the petitioner's motion in
an opinion and order on July 20, 1998. The petitioner then sought a writ of prohibition
from this Court.
The petition alleges that the Navajo Nation lacks criminal jurisdiction over the
petitioner, who is a member of the Oglala Sioux Nation.(2)
Alternatively, the petitioner requests this Court [2] to prohibit the Chinle District
Court from exercising criminal jurisdiction, because a prosecution would violate the equal
protection provisions of the 1968 Indian Civil Rights Act, the Navajo Nation Bill of
Rights at 1 N.N.C. Sec. 3 (equal protection), and the fifth amendment of the United States
Constitution. The petitioner (at pages 3-4 in his brief) also broadly asserts that the
Navajo Nation has no criminal jurisdiction over non-Navajo Indians under the Treaty of
June 1, 1868 between the United States of America and the Navajo Nation; that the
petitioner has not consented to criminal jurisdiction by virtue of his marriage to a
Navajo and residence within the Navajo Nation; and that 25 U.S.C. Sec. 1302(2), as amended
to recognize Indian nation criminal jurisdiction over nonmember Indians ("Duro
Fix" legislation), is not permissible "preference legislation" but instead
legislation which violates equal protection of the law. The nub of the equal protection
challenge is that while the Navajo Nation "cannot" prosecute non-Indians, the
Nation is trying to prosecute the petitioner as a nonmember Indian.
Given the allegations of the petition and the petitioner's formulation of the issues,
we will decide the following questions:(3)
1. Does the June 1, 1868 Treaty between the United States of America and the Navajo
Nation recognize Navajo Nation criminal jurisdiction over individuals who are not members
of the Navajo Nation or Tribe of Indians?
[3] 2. Has the petitioner consented to the criminal jurisdiction of the Navajo Nation
by virtue of his assumption of tribal relations with Navajos?
3. Does the assertion of criminal jurisdiction over the petitioner violate equal
protection of the law, and is whether the assertion of such jurisdiction a
"political" or a "racial" classification?
I.
On December 28, 1997, the Navajo Nation charged the petitioner with three offenses:
threatening Leon Grant in violation of 17 N.N.C. Sec. 310 (1995); committing a battery
upon Mr. Grant in violation of 17 N.N.C. Sec. 316; and committing a battery upon Jeremiah
Bitsui, also in violation of 17 N.N.C. Sec. 316. Threatening has a maximum potential
penalty of imprisonment for a term up to 90 days, a $250 fine, or both, and battery has a
maximum potential penalty of incarceration up to 180 days, a $500 fine, or both. The
Navajo Nation Criminal Code of 1977 provides, at 17 N.N.C. Sec. 225, that a defendant
found guilty of an offense may receive a multiple sentence, with the sentence to run
concurrently or consecutively. The petitioner faces a maximum exposure of 450 days
incarceration, a fine of $1,250, or both, along with the payment of restitution to the
victims of the alleged offenses. 17 N.N.C. Sec. 220(C).
The petitioner filed a motion to dismiss the three charges on January 23, 1998, and the
district court held an evidentiary hearing on the motion on April 14, 1998. The petitioner
voluntarily testified at the hearing to relate his connections with Navajos and the Navajo
Nation. The court denied the motion on July 20, 1998.
[4] Before summarizing the testimony elicited during the April 14, 1998 hearing, the
Court will use judicial notice(4) to describe the
demography of the Navajo Nation and its criminal justice problems.(5)
A.
The Navajo Nation is the largest Indian nation in the United States in terms of
geographic size. It has 17,213,941.90 acres of land (approximately 25,000 square miles) as
of 1988, including Navajo tribal trust land, land owned in fee, individual Navajo
allotments, and various leases. Etsitty, NN Fax 1993: A statistical abstract of the
Navajo Nation 49 (1994).(6) The Navajo Nation
membership is the second largest of all Indian nations within the United States, with a
total estimated membership of 225,298 persons as of 1990. United States Bureau of the
Census, Top 25 American Indian Tribes for the United States: 1990 and 1980 Table
1 (August 1995). The 1990 population of the Navajo Nation was 145,853 persons of "all
races," with 140,749 American Indians, Eskimos and Aleuts, and 5,104 individuals of
"other races." [5] Rodgers, 1990 Census Population and Housing
Characteristics of the Navajo Nation, Table NN04 (1993). Of that population, 96.62%
was Indian and 3.38% was "non-American Indian." Id. at 35. Of the
American Indian population, 131,422 individuals were Navajos and 9,327 were "other
Indians." Id. at Table NN04. Therefore, the percentage of nonmember
Indians in the Navajo Nation population was 6.39%. There were 126 Sioux Indians residing
within the Navajo Nation as of 1990. Id.
The Navajo Nation Courts had 27,602 criminal cases during Navajo Nation Fiscal Year
1998 (October 1, 1997 through September 30, 1998). The five major categories of offenses
were 6,128 driving while intoxicated charges (22.20% of all criminal cases), 6,090 crimes
against persons (22.06%), 2,284 offenses against the family (8.27%), 2,2080 intoxicating
liquor offenses (possession or sale) (7.99%), and 2,167 offenses against the public order
(7.85%). The largest single category of civil cases was petitions for domestic abuse
protection orders, and there were 3,435 such cases during the fiscal year.
While these figures may have more to do with police and prosecution priorities than
with the actual Navajo Nation crime picture, they show that the Navajo Nation courts are
dealing with very serious criminal offenses. The pattern shown above has been fairly
consistent over the past several years, and the top five categories of criminal offenses
switched places a few times. In sum, the Navajo Nation courts are addressing the serious
criminal and social problems of drunk driving, assaults and batteries (including
aggravated assault and battery with deadly weapons), sex offenses against children,
disorderly conduct, and public [6] intoxication(7). Many of
the crimes against person are acts of in-family violence, and the civil domestic abuse
restraining order numbers tell us that family violence may be the most serious social
problem in the Navajo Nation.(8)
Given the United States Indian education policy of sending Indian children to boarding
schools, Indians in the armed services, modern population mobility, and other factors,
there are high rates of intertribal intermarriage among American Indians. As noted, at
least 9,327 "other" or nonmember Indians resided within the Navajo Nation in
1990. They are involved in some of the 27,000 plus criminal charges in our system and in
the 3,435 plus domestic violence cases. The questions are whether nonmember Indians should
have de facto immunity from criminal prosecution, given the failure of federal officials
to effectively address crime in the Navajo Nation, and whether this Court should rule that
thousands of innocent victims, Navajo and non-Navajo, should be permitted to suffer. We
must sadly take judicial notice of the fact that, with a few exceptions, non-Indians and
nonmember Indians who commit crimes within the Navajo Nation escape punishment for the
crimes they commit. The social health of the Navajo Nation is at risk in addressing the
petitioner's personal issues, as is the actual health and well-being of thousands of
people.
[7] Recent United States Justice Department statistics confirm the severity of the
situation. As of 1996, Navajos constituted 11.7% of American Indians. Greenfeld and Smith,
American Indians and Crime 1 (Bureau of Justice Statistics, U.S. Department of
Justice, February 1999). The Bureau of Justice Statistics made these summary findings
about crime and American Indians:
American Indians experience per capita rates of violence which are more than twice
those of the U.S. resident population.
Rates of violence in every age group are higher among American Indians than that of all
races.
Nearly a third of all American Indian victims of violence are between ages 18 and 24.
This group of American Indians experienced the highest per capita rate of violence of any
racial group considered by age - about 1 violent crime for every 4 persons of this age.
Rates of violent victimization for both males and females are higher among American
Indians than for all races. The rate of violent crime experience by American Indian women
is nearly 50% higher than that reported by black males.
At least 70% of the violent victimizations experienced by American Indians are
committed by persons not of the same race-a substantially higher rate of interracial
violence than experienced by white or black victims.(9)
American Indian victims of violence were the most likely of all races of victims to
indicate that the offender committed the offense while drinking.
The 1997 arrest rate among American Indians for alcohol-related offenses (driving under
the influence, liquor law violations, and public drunkenness) was more than double that
found among all races. Drug arrest rates for American Indians were lower than average.
Id. at v-vii (selected highlights).
These are unpleasant facts. However, they point to the need to exercise criminal
jurisdiction over all who enter the Navajo [8] Nation. Indian nation courts are at the
front line of attempts to control crime and social disruption. They share a common
responsibility with police, prosecutors, defenders, and social service programs to address
crime and violence for the welfare of not only the Navajo People, but all those who live
within the Navajo Nation or reside in areas adjacent to the Navajo Nation.(10)
Indian nations cannot rely upon others to address the problems identified by the Bureau of
Justice Statistics. The Courts of the Navajo Nation have primary jurisdiction to deal with
criminal offenses and they must be free to exercise that jurisdiction.
B.
The petitioner is a member of the Oglala Sioux Nation. Transcript of proceedings, April
14, 1998, at 5 ("TR" hereafter) (testimony of Russell Means). He was 58 years of
age as of the date of the hearing, TR Id., and he resided within the Navajo
Nation from 1987 through 1997, a period of ten years. TR Id. He was married to
Gloria Grant, an enrolled Navajo woman. TR at 6-7. Leon Grant, whom the petitioner is
charged with threatening and battering, is a member of the Omaha Tribe, and Jeremiah
Bitsui, whom the petitioner is charged with battering, is Navajo. TR at 40. The memorandum
in support of the petition for a writ of prohibition indicates, at page 2, that Mr. Grant
was the petitioner's father-in-law at the time of the incident. The petitioner moved from
the Navajo Nation to Porcupine, South Dakota, within the Pine Ridge Reservation, in
December of 1997. TR at 6, 23.
The petitioner complained of a lack of hospitality toward him when he resided within
the Navajo Nation. He said he could not [9] vote, run for Navajo Nation office (including
judicial office), become a Navajo Nation Council delegate, the president, vice-president,
or be a member of a farm board. In sum, he could not attain any Navajo Nation political
position. TR at 8. He said he could not sit on a jury and received no notice to appear for
jury duty. TR at 8-9. That may due to the fact that Mr. Means was not on any Navajo Nation
registration or voter list and he was not on the voter registration list for Apache
County, Arizona. TR at 9. He complained at length about his inability to get a job or
start a business because of employment and contracting preference laws.
The petitioner's national reputation as an activist is well-known. On
cross-examination, the prosecution attempted to develop the petitioner's active
participation in the public and political life of the Navajo Nation. The prosecution
highlighted the petitioner's attendance at chapter meetings and elicited the fact that
subsequent to a 1989 incident when Navajos were shot by Navajos, he led a march to the
court house for a demonstration to make a "broad statement" about political
activities of the Navajo Nation. TR at 31.
The "facts" Mr. Means related during his testimony are only partially
correct. While it is true that there are preference laws for employment and contracting in
the Navajo Nation, they are not an absolute barrier to either employment or the ability to
do business. There are many non-Navajo employees of the Navajo Nation (some of whom hold
high positions in Navajo government), and non-Navajo businesses operate within the Navajo
Nation. The ability to work or do business within the Navajo Nation has a great deal more
to do with individual [9] initiative and talent than preference laws. The petitioner was
most likely not called for jury duty because he did not register to vote in Arizona.
Non-Navajos have been called for jury duty since at least 1979. George v. Navajo Tribe,
2 Nav. R. (1979), Navajo Nation v. MacDonald, 6 Nav. R. ___, No. A-CR-09-90
(decided December 30, 1991). he 126 Sioux Indians listed in the 1990 Census can be called
for jury duty if they are on a voter list and are called. If the petitioner was an
indigent at the time of his arraignment, he would have been eligible for the appointment
of an attorney.(11)
II.
The first issue is whether the June 1, 1868 Treaty between the United States of America
and the Navajo Nation gives the Navajo Nation courts criminal jurisdiction over
individuals who are not members of the Navajo Nation or Tribe of Indians. We will first
discuss the 1868 Treaty as a source of criminal jurisdiction and then apply it.
A.
There is a general and false assumption that Indian nations have no criminal
jurisdiction over non-Indians and nonmember Indians. While the United States Supreme Court
ruled that Indian nations have no inherent criminal jurisdiction over non-Indians
in Oliphant v. Suquamish Indian Tribe, 435 U.S. 191 (1978), and that [11] there
is no inherent criminal jurisdiction over nonmember Indians in Duro v. Reina,
495 U.S. 676 (1990), criminal jurisdiction over nonmembers can rest upon a treaty or
federal statute. The Supreme Court reserved the issues of affirmative congressional
authorization or treaty provisions in both cases. Oliphant, 435 U.S. at 195-197; Duro,
495 U.S. at 684. Therefore, we will examine whether the Navajo Nation Treaty of 1868 is a
source of Navajo Nation criminal jurisdiction over nonmember Indians.
The basic canons of treaty interpretation are:
1. A treaty must be construed as the Indians understood it.(12)
Choctaw Nation v. Oklahoma, 397 U.S. 620, 631 (1970); United States v.
Shoshone Tribe, 304 U.S. 111, 116 (1938); United States v. Winans, 198 U.S.
371, 380-81 (1905).
2. Doubtful or ambiguous expressions in a treaty must be resolved in favor of the given
Indian nation. Minnesota v. Mille Lacs Band of Chippewa Indians, No. 97-1337,
slip op. at 33 (U.S. Supreme Court, March 24, 1999); Oliphant, 435 U.S. at 208 n.
17 (1978); Carpenter v. Shaw, 280 U.S. 363, 367 (1930); Winters v. United
States, 207 U.S. 564, 576-77 (1908).
3. Treaty provisions which are not clear on their face may be interpreted from the
surrounding circumstances and history. Minnesota v. Mille Lacs Band of Chippewa
Indians, No. 97-1337, slip op. at 29 (U.S. Supreme Court, March 24, 1999); Oliphant,
435 U.S. at 208, n. 17; DeCoteau v. District County Court, 420 U.S. 425, 555
(1975).
4. A treaty is not a grant of rights to Indian nations but a grant of rights from them,
with reservations of all rights which are not granted. Washington v. Washington State
Com. Passenger [12] Fishing Vessel Ass'n, 443 U.S. 658, 680 (1979); United
States v. Winans, 198 U.S. 371, 381 (1905).
5. Treaties with Indian nations are the law of the land under the treaty clause of the
Constitution. Worcester v. Georgia, 31 U.S. (6 Pet.) 515, 558 (1832).
B.
The Treaty between the Navajo Nation or Tribe of Indians and the United States was
negotiated at Fort Sumner, New Mexico Territory, on May 28, 29, and 30, 1868, and it was
executed there on June 1, 1868. The United States Senate advised ratification of the
Treaty on July 25, 1868, and President Andrew Johnson proclaimed it on August 12, 1868, 15
Stats. 667. We are primarily interested in language found in Article II of the Treaty,
which we will call the "set apart for the use and occupation" clause, and that
in Article I, which we will call the "bad men" clause.
Article II of the Treaty, 15 Stats. at 668, begins with a boundary description and then
says that "this reservation" is "set apart for the use and occupation of
the Navajo tribe of Indians, and for such other friendly tribes or individual Indians as
from time to time they may be willing, with the consent of the United States, to admit
among them...." Federal courts use this language as the basis for Navajo Nation civil
jurisdiction, Williams v. Lee, 358 U.S. 217, 221-223 (1959); Littell v. Nakai,
344 F.2d 486, 488 (9th Cir. 1965); UNC Resources v. Benally, 518
F.Supp. 1046, 1050 (D. Ariz. 1981). The Supreme Court held that the Navajo Nation retained
its inherent criminal jurisdiction over members in United States v. Wheeler, 435
U.S. 313, 323 (1978).
The plain language of Article II indicates that the Navajo Reservation exists for the
exclusive use of not only Navajos, but [13] other Indians, either as tribes or as
individuals, where both the Navajo Nation and the United States agree to their admission.
Given that the jurisdiction of our courts is recognized in the Article II language,
Indians such as the petitioner who are permitted to reside within the Navajo Nation fall
within the same grouping as Navajo Indians in terms of the Treaty's coverage.
We see this provision applied in the historical record. On September 27, 1881, Agent
Galen Eastman wrote to the Commissioner of Indian Affairs to inform him that about forty
Pah-Utes (Paiutes) had arrived in a starving condition and were begging for food. They
said "they were going to cease their predatory life and use the hoe thereafter."
The Navajo reply was that "if the Great Father is willing, we will try you again and
be responsible for your good behavior for we used to be friends and have intermarried with
your people and yours with ours ... but if you return to your bad life, thieving and
murdering we (the Navajos) will hang you." Obviously thinking of the language in
Article II of the Treaty, Eastman asked for instructions.(13)
The "bad men" among either "the Indians" or "Whites"
language has been litigated in various contexts, but the closest interpretation on the
issue of criminal jurisdiction was in the case of State ex rel. Merrill v. Turtle,
413 F.2d 683 (9th Cir. 1969). There, the State of Arizona arrested a Cheyenne
Indian within the Navajo Nation using the "bad men among the Indians" Treaty
language as its justification, and the court ruled that the arrest of an Indian had to
follow the extradition provision in the [14] "bad men" clause. 413 F.2d at 686.
The "bad men" clause has been used as the basis for concurrent civil
jurisdiction in the Navajo Nation courts. Babbitt Ford, Inc. v. Navajo Indian Tribe,
710 F.2d 587, 595 (9th Cir. 1983).
Using surrounding circumstances, history, and the "as the Indians understood
it" canon of treaty construction, the issue of how to deal with "bad"
Indians was the subject of specific discussions at Fort Sumner. Barboncito, the primary
Navajo treaty negotiator, gave an opening speech where he outlined the hardships suffered
by Navajos at the adjoining Bosque Redondo "reservation."(14)
He complained: "I think that all nations around here are against us (I mean Mexicans
and Indians) the reason is that we are a working tribe of Indians, and if we had the means
we could support ourselves far better than either Mexican or Indian. The Comanches are
against us I know it for they came here and killed a good many of our men. In our own
country we knew nothing about the Comanches." Link, Treaty Between the United
States of America and the Navajo Tribe of Indians 3-4 (1968) (hereafter
"Link"). General William T. Sherman said this in reply: "The Army will do
the fighting, you must live at peace, if you go to your own country the Utes will be the
nearest Indians to you, you must not trouble the Utes and the Utes must not trouble you.
If however the Utes or Apaches come into your country with bows and arrows and guns you of
course can drive them out but must not follow beyond the boundary line." Link at 5.
There are two foundations for criminal jurisdiction in the [14] Treaty of 1868, the
history of its negotiation, and its application: those who assume relations with Navajos
with the consent of the Navajo Nation and the United States are permitted to enter and
reside within the Navajo Nation, subject to its laws, and non-Navajo Indians who enter and
commit offenses are subject to punishment. That is what General Sherman told the Navajos
who were assembled behind the fort hospital on June 28, 1868,(15)
It is obvious from Galen Eastman's September 17, 1881 letter to the Commissioner of Indian
Affairs that the Navajo leadership was thinking of admitting Paiutes to the Navajo Nation,
and if they were admitted, they would be subject to punishment for theft and murder by
Navajos.
Therefore, we conclude that the Chinle District Court has criminal jurisdiction over
the petitioner by virtue of the 1868 Treaty. The petitioner entered the Navajo Nation,
married a Navajo woman, conducted business activities, engaged in political activities by
expressing his right to free speech, and otherwise satisfied the Article II conditions for
entry and residence and Article I and II court jurisdiction.
III.
It is clear that the Navajo Nation has jurisdiction over its own "members." Wheeler,
435 U.S. at 323. The United States Supreme Court addressed the issue of membership
and consent in the Duro decision and went on to say: "We held in United
States v. Rogers, 4 How. 567 (1846), that a non-Indian could not, through his
adoption into the Cherokee Tribe, bring himself within the federal definition of 'Indian'
for purposes of an exemption to a [16] federal jurisdictional provision. But we recognized
that a non-Indian could, by adoption, 'become entitled to certain privileges in the tribe,
and make himself amenable to their laws and usages.' Id. at 573; see Nofire
v. United States, 164 U.S. 657 (1897)." 495 U.S. at 694. The defendants in the
Nofire case were "full-blooded Cherokee Indians," but the question for federal
criminal jurisdiction was whether Rutherford, the victim, was an "Indian." The
court found that he was married to a Cherokee woman and thus he was a citizen under
Cherokee law. Since he changed his "nationality" to that of the Cherokee Nation,
he was under its exclusive jurisdiction and the defendants' convictions were reversed with
instructions to surrender them to the Cherokee Nation.
The Supreme Court's endorsement of Nofire opens the doors to cases cited in
that opinion and cases cited in the other opinions. For example, the Duro
language is based upon Chief Justice Tawney's observation in United States v. Rogers
that someone "may by such adoption become entitled to certain privileges in the
tribe, and make himself amenable to their laws and customs." 4 How. 567, 573. In the
case of In re Mayfield, 141 U.S. 107 (1891), the Court ruled that under a
provision an 1866 Treaty which recognized exclusive Cherokee Nation criminal jurisdiction
over cases where parties were members "by nativity or adoption," an adopted
defendant could not be tried for adultery in federal court. There were similar rulings in
other federal criminal cases, e.g. Alberty v. United States, 162 U.S.
499 (1896) and Lucas v. United States, 163 U.S. 612 (1869).
We previously held, in Navajo Nation v. Hunter, 6 Nav. R. ___, No. SC-CR-07-95
(decided March 8, 1996), that the Navajo Nation [17] has criminal jurisdiction over
individuals who "assume tribal relations." How does that comply with the
indications in the Duro decision that intermarriage alone does not constitute
sufficient consent for criminal jurisdiction?
We have previously ruled that our Navajo Nation Criminal Code of 1997 will be construed
in light of Navajo common law, Navajo Nation v. Platero, 6 Nav. R. ___, No.
A-CR-04-91 (decided December 5, 1991), and the Supreme Court approved Navajo common law in
the Wheeler decision, supra, 435 U.S. at 312-313. While there is a
formal process to obtain membership as a Navajo, see 1 N.N.C. Sec. 751-759 (1995), that is
not the only kind of "membership" under Navajo Nation law. An individual who
marries or has an intimate relationship with a Navajo is a hadane (in-law).(16) The Navajo People have adoone'e or clans, and
many of them are based upon the intermarriage of original Navajo clan members with people
of other nations. The primary clan relation is traced through the mother, and some of the
"foreign nation" clans include the "Flat Foot-Pima clan," the
"Ute people clan," the "Zuni clan," the "Mexican clan," and
the "Mescalero Apache clan." See, Saad Ahaah Sinil: Dual Language
Navajo-English Dictionary, 3-4 (1986). The list of clans based upon other peoples is
not exhaustive. A hadane or in-law assumes a clan relation to a Navajo when an
intimate relationship forms, and when that relationship is conducted within the Navajo
Nation, there are reciprocal obligations to and from family and clan members under Navajo
common law. Among those obligations is the duty to avoid threatening or assaulting a
relative by marriage (or any other [18] person).
We find that the petitioner, by reason of his marriage to a Navajo, longtime residence
within the Navajo Nation, his activities here, and his status as a hadane,
consents to Navajo Nation criminal jurisdiction. This is not done by "adoption"
in any formal or customary sense, but by assuming tribal relations and establishing
familial and community relationships under Navajo common law.
There is another aspect to consent by conduct. In the case of Tsosie v. United
States, the Federal Circuit Court of Appeals discussed the "bad men among the
Indians" language, saying that "It is evident from the negotiations that the
Navajos were not to be permanently disarmed, and could defend their reservation. They
feared attacks by other Indian tribes, which they could repel, but pursuit and retaliation
it was hoped they would refrain from, leaving that to the United States Army. The 'bad
men' clause is not confined to United States Government employees, but extends 'to people
subject to the authority of the United States.' This vague phrase, to effectuate the
purpose of the treaty, could possibly include Indians hostile to the Navajos whose wrongs
to the Navajos the United States will punish and pay for: thus the need for Indian
retaliation would be eliminated." 825 F.2d 393, 396 (Fed. Cir. 1987).
Avoidance of retaliation and revenge is clear in the Treaty of 1868. General Sherman
urged Navajos to leave the neighboring Mexicans to the Army, but he told Navajos they
could pursue Utes and Apaches who entered the Navajo homeland. The Treaty speaks to the
admission of Indians from other Indian nations. The thrust of the "bad men"
clause was to avoid conflict. We use a rule of necessity [19] to interpret consent under
our Treaty. It would be absurd to conclude that our hadane relatives can enter
the Navajo Nation, offend, and remain among us and we can do nothing to protect Navajos
and others from them. To so conclude would be to open the door for revenge and
retaliation. While there are those who may think that the remedies offered by the United
States Government are adequate, it is plain and clear to us that federal enforcement of
criminal law is deficient. Potential state remedies are impractical, because law
enforcement personnel in nearby areas have their own law enforcement problems. We must
have the rule of peaceful law rather than the law of the talon, so we conclude that the
petitioner has assumed tribal relations with Navajos and he is thus subject to the
jurisdiction of our courts.
IV.
Now we reach the issue of whether the petitioner is denied equal protection of the law
because he, as a nonmember Indian, is placed in the classification "Indian" for
criminal prosecution, along with Navajos, when non-Indians are not. Mr. Means makes a
mistake as to the classification into which he falls. In Navajo Nation v Hunter, supra,
we held that any person who assumes tribal relations is fully subject to our law,
and that a person who assumes tribal relations is considered to be an "Indian"
and thus a "person" for purposes of 17 N.N.C. Sec. 208(17) (1995). The
petitioner belongs to the classification hadane and not that of nonmember Indian.
One can be of any race or ethnicity to assume tribal relations with Navajos.(17)
[20] Since the petitioner insists upon obtaining our ruling on the issue of equal
protection, we must decide whether the classification of "nonmember Indian" is a
political one or a "racial classification" subject to the strict scrutiny
standard. We take our guidance from Chief Justice Burger's opinion in United States v.
Antelope, 430 U.S. 641 (1977), which involved an Indian receiving a disparate penalty
under federal criminal law compared to a smaller one under state law. The U.S. Supreme
Court ruled that the differential treatment of Indians under the federal scheme does not
violate equal protection of the law because Indians fall into a political and not a racial
classification for purposes of equal protection.
Despite that, there is a fundamental governmental interest in prosecuting nonmember
Indians. As mentioned, many Indians marry or enter into intimate relationships with
Indians from other Indian nations, and this has been recognized for a long period of time.
The Indian country crimes statute, 18 U.S.C. Sec. 1152, does not distinguish between
member and nonmember Indians. It provides: "Except as otherwise expressly provided by
law, the general laws of the United States as to the punishment of offenses committed in
any place within the sole and exclusive jurisdiction of the United States, except the
District of Columbia, shall extend to the Indian country. This section shall not extend to
offenses committed by one Indian against the person or property of another Indian, nor to
any Indian committing an offense in the Indian country who has been punished by the local
law of the tribe, or to any case where, by treaty stipulations, the exclusive jurisdiction
over such offenses is or may be secured to the Indian tribes respectively." This is
an old statute, dating from Section 25 of [21] the Trade and Intercourse Act of June 30,
1834, 4 Stats. 29-35. We previously held that the Indian country crimes statute gives the
Navajo Nation the authority to punish any Indian committing an offense in Indian Country. Navajo
Tribe of Indians v. Holyan, 1 Nav. R. 78, 79 (1973).
There is an equal protection challenge the petitioner did not raise. It is that
Navajos, as enrolled members of the Navajo Nation, are entitled to a wide range of
benefits and non-Navajo hadane are not. In Red Bird v. United States,
the "Cherokee Intermarriage Case," 203 U.S. 76 (1906), Cherokee law provided for
two classes of membership. While it permitted whites to become citizens, subject to
Cherokee jurisdiction, the Cherokee Nation changed its citizenship law in 1874 to provide
that marriage would not give any right of soil or interest in vested Cherokee funds unless
that person paid $500 as a pro rata share of the value of Cherokee lands. The Nation
amended the law in 1877 to prohibit the acquisition of any right to soil or tribal lands
through marriage. The Supreme Court upheld the Cherokee law. Id. at 84.
We stress that the petitioner is treated no differently than he would be treated in a
state or federal court in a criminal case. On February 6, 1999, we asked Mr. Means'
attorney to tell us what sixth amendment rights his client is denied in our judicial
system. He could not answer, because there is no difference. The ability to run for public
office or to be a judge has utterly nothing to do with a fair criminal trial. Our rules of
criminal procedure and our Navajo Nation Bill of Rights make no distinction as to race,
ethnicity or membership in the Navajo Nation. The Courts of the Navajo Nation keep no
records on the race or ethnicity of any litigant and the justices and judges of
our Courts understand [22] what equality before the law means. The Navajo Nation has a
substantial interest in the welfare and safety of all within its boundaries and the Nation
has an obligation to protect all from crime insofar as it can.
V.
We are not persuaded by Mr. Means' arguments. We return to the basic document which
establishes relations between the United States of America and the Navajo Nation. It
permitted Navajos to return to their homeland from a concentration camp on the Pecos River
in eastern New Mexico. Navajos listened intently on May 28, 1868 when General Sherman
explained that they could punish Indians of other nations who entered the Navajo Nation.
At the time, oral communications were the primary mode for Navajos to transmit ideas, and
our ancestors listened well and had good memories. They knew that they were to return to
their own land to have jurisdiction over all their own activities. In fact, General
Sherman said this about criminal jurisdiction on May 29, 1868 when the Navajos selected
their negotiators and chose Barboncito as "Chief": "[N]ow from this time
out you must do as Barboncito tells you, with him we will deal and do all for your good.
When we leave here and get to your country you must obey him or he will punish you, if he
has not the power to do so he will call on the soldiers and they will do it." Link, supra,
at 7. Barboncito and his council knew what was expected of them, and in fact the Navajo
treaty negotiators at Fort Sumner became the first Navajo police. The Navajo Nation has
kept its word to its treaty ally, the United States of America. Accordingly, we call upon
the United States of America to support its treaty ally and put to rest the problem of who
has the power to deal with crime and social disruption.
[23] We granted the petition for a writ of prohibition at the time of hearing as an
alternative writ to require the Chinle District Court (the real party in interest) to
defend through the Office of the Prosecutor. This Court finds that the Chinle District
Court has jurisdiction under the Treaty of 1868, Mr. Means has consented to criminal
jurisdiction over him, and that he is not denied the equal protection of the law.
Accordingly, a final writ is denied, and this cause is remanded to the Chinle District
Court for a prompt trial.
Filed this 11th day of May, 1999
Robert Yazzie,
Chief Justice of the Navajo Nation
Raymond D. Austin,
Associate Justice
Irene Toledo,
Associate Justice
NOTE: This is a transcription of the original text of the opinion of the Navajo Nation
Supreme Court. Brackets in the text indicate the page numbers in the original. The
original text uses the symbol for "section" in place of "Sec."
1. The attorney for the petitioner incorrectly denominated this case
as "The Navajo Nation v. Means." This is an original action for a writ of
prohibition, so the case name should reflect the real parties in interest.
2. The petitioner uses the political term "Nation" in his
moving papers, although "Oglala" is misspelled.
3. The petitioner invites us to declare that an Act of Congress is
unconstitutional under the fifth amendment to the United States Constitution (equal
protection doctrine). While this Court has the authority to use all "applicable"
laws of the United States under 7 NNC Sec. 204(A) (1995), and the United States
Constitution is an "applicable" law, we defer to the federal judiciary on the
issue of the constitutionality of 25 U.S.C. Sec. 1302(2), as amended. We need not reach
the issue of the constitutionality of a federal statute to make our decision.
4. Given that there is an equal protection challenge here, the usual
practice is to look for "legislative facts" to support different treatment of
individuals in separate classifications, i.e. non-member Indians. The pertinent
legislative facts are those which support the Navajo Nation's governmental interests in
asserting jurisdiction over "All violations of laws of the Navajo Nation committed
within its territorial jurisdiction," 7 NNC Sec. 253(A), and jurisdiction over
"any person" who commits an offense under 17 NNC Sec. 203. We follow Muller
v. Oregon, 208 U.S. 412 at 420-421 (1908) to take judicial notice of legislative
facts.
5. We note the United States Supreme Court's interest in such
figures, e.g. Oliphant v. Suquamish Indian Tribe, 435 U.S. 191 at 182 n.
1 (1978) and Duro v. Reina, 495 U.S. 676 at 695 (1990).
6. While the Navajo Nation is usually compared in size to the State
of West Virginia, it is in fact almost as large as the State of South Carolina, the 40th
State in size. Yazzie, Hozho Nahasdlii-We are Now in Good Relations: Navajo
Restorative Justice, 9 St. Thomas L. Rev. 117, 118 (1996).
7. This is a serious matter, because of people freezing to death in
ditches or wandering into traffic.
8. A survey of Navajos in the northwestern New Mexico and northern
Arizona portions of the Navajo Nation done between 1993 and 1995 showed that 28.6% of
Navajo women age 50 and older and 52.7% of Navajo women under age 50 reported being struck
at least once. That compares with 9 to 30% of women in other populations. Kunitz, Levy,
McCloskey & Bagriel, Alcohol Dependence and Domestic Violence as Sequelae of Abuse
and Conduct Disorder in Childhood, 22(22) Child Abuse & Neglect 1079, 1088
(1998).
9. One of the problems with this study is that it mixes
off-reservation data with very limited on-reservation crime data. This conclusion may
reflect off-reservation criminal activity.
10. State officials frequently complain of the spillover effects of
Navajo Nation crime and urge the Nation to take more effective crime prevention actions.
There are cooperative efforts to enhance that effort.
11. The petitioner's attorney was asked whether Navajo Nation law
affords criminal defendants all the rights guaranteed by the sixth amendment to the United
States Constitution during oral argument, and he evaded the question. Although such is not
required by the Indian Civil Rights Act of 1968, criminal defendants in the Navajo Nation
court system are entitled to the appointment of counsel if they are indigent, and they are
entitled to a jury composed of a fair cross-section of Navajo Nation population, including
non-Indians and nonmember Indians. The petitioner has all the rights he would have in a
state or federal court. See Navajo Rules of Criminal Procedure (1990).
12. We understand this canon to mean that we have the authority to
interpret the treaty as Navajos understand it today. That includes the knowledge passed on
to us by our ancestors through oral traditions.
13. While the Paiutes lived among Navajos and became part of them,
those in the Western Navajo Agency sought and obtained recognition as an Indian nation and
a treaty with the Navajo Nation to establish a Paiute reservation is presently under
negotiation.
14. There is some debate over whether Bosque Redondo on the Pecos
River in eastern New Mexico was an Indian "reservation." Some historians assert
that it was, but the United States Court of Claims has said that it is "dubious"
that it was. Navajo Tribe of Indians v. United States, 597 F.2d 1367, 1369 (Ct.
Cl. 1979).
15. During that first day of negotiations, General Sherman and
Colonel Samuel F. Tappan "negotiated" with all of the approximately 9,500
Navajos present, because Navajo treaty negotiators had not yet been selected.
16. This was a specific consideration in the 1881 discussions of
what to do about the Paiutes who entered the Navajo Nation.
17. If there is any question about whether the petitioner or others
have had a fair trial, all criminal defendants in our system have the option of seeking
review in a United States District Court under a writ of habeas corpus. That review is on
the record, just as appellate review in our system is on the record.
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